Senior Compliance Officer, FS Regulatory Department

Primary responsibilities include but not limited to:

  • Handling matters relating to the licensing / authorization / activation and supervision of Investment Firms and other FS Institutions within and outside of the EU
  • Assisting with compliance support of regulated entities (investment firms, e-money and payment institutions) and ensuring compliance with the applicable EU and Non-EU laws and regulations
  • Draft, review and update manuals, policies, processes and procedures with respect to the operations of investment firms
  • Communicating with clients and regulatory bodies for on-going support
  • Monitoring and analyzing new regulations and advising on their impact on investment firms
  • Lead onsite and desk based inspections on regulatory compliance matters
  • Provide advice and solutions to investment firms on regulatory compliance queries/issues
  • Provide guidance and assistance to investment firms regarding client complaints
  • Prepare applications, notifications and record updates for the Cyprus Securities & Exchange Commission (CySEC) on behalf of investment firms

Background:

  • Degree in Law or in Business/Finance (or in any other related field),
  • CySEC Advanced Certificate,
  • A professional qualification (ACA, CFA, ACCA) will be considered an advantage,
  • Working experience at least two (2) years in a similar role and position.

An attractive remuneration package will be offered.

Applications will be treated with utmost confidentiality.

Languages: Greek and English